Work closely with product and functional leads to understand the details of each product offering to perform accurate and timely compliance testing and risk assessments
Evaluate products, geographies, customers, and other stakeholders for compliance risks
Provide subject matter expertise with regard to compliance testing and risk assessments to other areas of compliance as needed
Develop, maintain, and execute the annual compliance risk assessment and testing schedule
Develop and update compliance risk taxonomies and key risk indicators based on the risk assessments and testing performed
Draft, issue and present compliance testing reports and findings for key internal and external stakeholders
Work with internal stakeholders to develop remediation programs and corrective action plans
Track and validate remediations and corrective actions of findings that were identified during the compliance testing or risk assessments conducted.
What you’ll bring to Circle
6+ years of hands-on compliance, BSA/AML, and/or audit experience in the financial services or technology sector
Technical knowledge and experience in the development, testing, and reporting of risk assessments and risk controls
Subject matter expertise in one of Circle’s key compliance areas (Regulatory compliance, AML, operational risk) at a leading financial services or technology firm
Experience independently performing compliance testing and risk assessments across multiple product lines and geographies
Knowledge of risk management processes and systems, and how to evaluate aggregate and residual risks and assess controls
Knowledge of and ability to identify, monitor, and report on key risk indicators across multiple products
Understanding of audit processes, methodologies and reporting
Desire to work closely with product and functional teams to identify weaknesses in the program and drive remediation
Experience in an exchange, RegTech or Fintech company preferred
Flexibility to quickly react to changing demands and pivoting product structures, based on changing regulations and product team requests.
We’re a global crypto finance company on a mission to connect everyone, everywhere so we can exchange just about anything of value. More of us with more access means a more inclusive economy.
Circle was founded in 2013 by internet entrepreneurs Jeremy Allaire and Sean Neville and we're backed by $250 million from investors including Jim Breyer (Facebook), Goldman Sachs, General Catalyst (AirBnB, Snapchat) and Accel Partners.